FSA-regulated Businesses

The Financial Services Authority (FSA) regulates almost 30,000 firms – from very small businesses to global investment banks – and 165,000 individuals, which together provide products and services to millions of consumers.

The FSA’s rules are extensive and complex and even the largest businesses can find it challenging to keep up to date with ongoing changes to its policies and rules. That’s why working with our experienced team makes sense.

We advise businesses making initial applications to the FSA, guiding them through the process and assisting them in setting up the necessary accounting procedures and controls to keep them compliant with the new regulatory framework within which they will operate.

Then we continue to work with individuals and firms, providing all the necessary compliance services to ensure they meet their FSA obligations, including efficient, cost-effective audits that recognise the specialist nature of these businesses.

We see your FSA responsibilities as part of the bigger picture of your business, so we’ll provide advice and assistance with all the financial administration and compliance that you need to operate efficiently and cost-effectively.

We can also assist you with the design and implementation of systems and controls. Our compliance health checks can help ensure you are prepared for regulatory visits and are well placed to mitigate regulatory risk.

For more information on how we can help you, please contact us.